Package 'sae.projection'

Title: Small Area Estimation Using Model-Assisted Projection Method
Description: Combines information from two independent surveys using a model-assisted projection method. Designed for survey sampling scenarios where a large sample collects only auxiliary information (Survey 1) and a smaller sample provides data on both variables of interest and auxiliary variables (Survey 2). Implements a working model to generate synthetic values of the variable of interest by fitting the model to Survey 2 data and predicting values for Survey 1 based on its auxiliary variables (Kim & Rao, 2012) <doi:10.1093/biomet/asr063>.
Authors: Ridson Al Farizal P [aut, cre, cph] (ORCID: <https://orcid.org/0000-0003-0617-0214>), Azka Ubaidillah [aut] (ORCID: <https://orcid.org/0000-0002-3597-0459>), Silvi Ajeng Larasati [aut], Amelia Rahayu [aut]
Maintainer: Ridson Al Farizal P <[email protected]>
License: MIT + file LICENSE
Version: 0.1.5
Built: 2026-09-26 08:20:02 UTC
Source: https://github.com/ridsonap/sae.projection

Help Index


df_svy_A

Description

A simulation dataset from a small sample survey, presented only at provincial level (Domain 1).

Usage

df_svy_A

Format

A data frame with 2000 rows and 20 variables with 40 domains.

province

Province code

id_ind

Unique identifier for each respondent

num

Sample number

weight

Weight from survey

x1

Predictor variables X1

x2

Predictor variables X2

x3

Predictor variables X3

x4

Predictor variables X4

x5

Predictor variables X5

x6

Predictor variables X6

x7

Predictor variables X7

x8

Predictor variables X8

x9

Predictor variables X9

x10

Predictor variables X10

x11

Predictor variables X11

x12

Predictor variables X12

x13

Predictor variables X13

x14

Predictor variables X14

x15

Predictor variables X15

Y

Target variable (1: Yes, 0: No)


df_svy_B

Description

A simulation dataset from a large sample survey, presented at the regency level (Domain 2).

Usage

df_svy_B

Format

A data frame with 8000 rows and 20 variables with 40 domains.

province

Province code

regency

Regency code

id_ind

Unique identifier for each respondent

num

Sample number

weight

Weight from survey

x1

Predictor variables X1

x2

Predictor variables X2

x3

Predictor variables X3

x4

Predictor variables X4

x5

Predictor variables X5

x6

Predictor variables X6

x7

Predictor variables X7

x8

Predictor variables X8

x9

Predictor variables X9

x10

Predictor variables X10

x11

Predictor variables X11

x12

Predictor variables X12

x13

Predictor variables X13

x14

Predictor variables X14

x15

Predictor variables X15


df_svy22

Description

A dataset from a survey conducted at the province level in Indonesia in 2022.

Usage

df_svy22

Format

A data frame with 74.070 rows and 11 variables.

PSU

Primary Sampling Unit

WEIGHT

Weight from survey

PROV

province code

REGENCY

regency/municipality code

STRATA

Strata

income

Income

neet

Not in education employment or training status

sex

sex (1: male, 2: female)

age

age

disability

disability status (0: False, 1: True)

edu

last completed education


df_svy23

Description

A dataset from a survey conducted at the province level in Indonesia in 2023.

Usage

df_svy23

Format

A data frame with 66.245 rows and 11 variables.

PSU

Primary Sampling Unit

WEIGHT

Weight from survey

PROV

province code

REGENCY

regency/municipality code

STRATA

Strata

income

Income

neet

Not in education employment or training status

sex

sex (1: male, 2: female)

age

age

disability

disability status (0: False, 1: True)

edu

last completed education


Model-Assisted Projection Estimator

Description

The function addresses the problem of combining information from two or more independent surveys, a common challenge in survey sampling. It focuses on cases where:

  • Survey 1: A large sample collects only auxiliary information.

  • Survey 2: A much smaller sample collects both the variables of interest and the auxiliary variables.

The function implements a model-assisted projection estimation method based on a working model. The working models that can be used include several machine learning models that can be seen in the details section.

Usage

ma_projection(
  formula,
  cluster_ids,
  weight,
  strata = NULL,
  domain,
  summary_function = "mean",
  working_model,
  data_model,
  data_proj,
  model_metric = NULL,
  cv_folds = 3,
  tuning_grid = 10,
  parallel_over = "resamples",
  cores = NULL,
  seed = 1,
  bias_correction = FALSE,
  return_yhat = FALSE,
  ...
)

Arguments

formula

A model formula. All variables used must exist in both data_model and data_proj.

cluster_ids

Column name (character) or formula specifying cluster identifiers from highest to lowest level. Use ~0 or ~1 if there are no clusters.

weight

Column name in data_proj (and data_model) representing the survey weights.

strata

Column name for stratification; use NULL if no strata are used.

domain

Character vector or formula specifying domain variable names. Must be present in data_proj.

summary_function

A function to compute domain-level estimates (default: "mean", "total", "variance").

working_model

A parsnip model object specifying the working model (see ⁠@details⁠).

data_model

Data frame (small sample, Survey 2) containing both target and auxiliary variables.

data_proj

Data frame (large sample, Survey 1) containing auxiliary variables and domain variables.

model_metric

A yardstick::metric_set() function, or NULL to use default metrics.

cv_folds

Number of folds for k-fold cross-validation.

tuning_grid

Either a data frame with tuning parameters or a positive integer specifying the number of grid search candidates.

parallel_over

Specifies parallelization mode: "resamples", "everything", or NULL.

cores

Integer specifying number of cores for parallel execution. If NULL, defaults to at most 2 cores.

seed

Integer seed for reproducibility.

bias_correction

Logical; if TRUE, applies domain-level bias correction from Survey 2 where available. If FALSE (default), uses the pure model-assisted projection estimator as formulated in Kim & Rao (2012).

return_yhat

Logical; if TRUE, returns survey estimates of the target variable from data_model.

...

Additional arguments passed to svydesign.

Details

The following working models are supported via the parsnip interface:

  • linear_reg() – Linear regression

  • logistic_reg() – Logistic regression

  • linear_reg(engine = "stan") – Bayesian linear regression

  • logistic_reg(engine = "stan") – Bayesian logistic regression

  • poisson_reg() – Poisson regression

  • decision_tree() – Decision tree

  • nearest_neighbor() – k-Nearest Neighbors (k-NN)

  • naive_bayes() – Naive Bayes classifier

  • mlp() – Multi-layer perceptron (neural network)

  • svm_linear() – Support vector machine with linear kernel

  • svm_poly() – Support vector machine with polynomial kernel

  • svm_rbf() – Support vector machine with radial basis function (RBF) kernel

  • bag_tree() – Bagged decision tree

  • bart() – Bayesian Additive Regression Trees (BART)

  • rand_forest(engine = "ranger") – Random forest (via ranger)

  • rand_forest(engine = "aorsf") – Accelerated oblique random forest (AORF; Jaeger et al. 2022, 2024)

  • boost_tree(engine = "lightgbm") – Gradient boosting (LightGBM)

  • boost_tree(engine = "xgboost") – Gradient boosting (XGBoost)

For a complete list of supported models and engines, see Tidy Modeling With R.

Value

A list containing:

working_model

The extracted fit engine from the final workflow.

model

Alias for working_model.

prediction

A vector of predicted values or probabilities on data_proj.

projection

A data frame with domain-level estimates.

  • domain – Domain identifier(s).

  • ypr – Projection estimator results for each domain.

  • var_ypr – Estimated variance of the projection estimator.

  • rse_ypr – Relative standard error (in \

df_result

Alias for projection.

return_yhat

(Optional) Survey estimates of the target variable from data_model, present when return_yhat = TRUE.

References

  1. Kim, J. K., & Rao, J. N. (2012). Combining data from two independent surveys: a model-assisted approach. Biometrika, 99(1), 85-100.

Examples

## Not run: 
library(sae.projection)
library(dplyr)
library(bonsai)

df_svy22_income <- df_svy22 %>% filter(!is.na(income))
df_svy23_income <- df_svy23 %>% filter(!is.na(income))

# Linear regression
lm_proj <- ma_projection(
  income ~ age + sex + edu + disability,
  cluster_ids = "PSU", weight = "WEIGHT", strata = "STRATA",
  domain = c("PROV", "REGENCY"),
  working_model = linear_reg(),
  data_model = df_svy22_income,
  data_proj = df_svy23_income,
  nest = TRUE
)

df_svy22_neet <- df_svy22 %>%
     filter(between(age, 15, 24))
df_svy23_neet <- df_svy23 %>%
     filter(between(age, 15, 24))

# Logistic regression
lr_proj <- ma_projection(
  formula = neet ~ sex + edu + disability,
  cluster_ids = "PSU",
  weight = "WEIGHT",
  strata = "STRATA",
  domain = c("PROV", "REGENCY"),
  working_model = logistic_reg(),
  data_model = df_svy22_neet,
  data_proj = df_svy23_neet,
  nest = TRUE
)

## End(Not run)

Projection Estimator with Random Forest Algorithm

Description

Kim and Rao (2012), the synthetic data obtained through the model-assisted projection method can provide a useful tool for efficient domain estimation when the size of the sample in survey B is much larger than the size of sample in survey A.

The function projects estimated values from a small survey (survey A) onto an independent large survey (survey B) using the random forest classification algorithm. The two surveys are statistically independent, but the projection relies on shared auxiliary variables. The process includes data preprocessing, feature selection, model training, and domain-specific estimation based on survey design principles "two stages one phase". The function automatically selects standard estimation or bias-corrected estimation based on the parameter bias_correction.

bias_correction = TRUE can only be used if there is psu, ssu, strata on the data_model. If it doesn't, then it will automatically be bias_correction = FALSE

Usage

projection_randomforest(
  data_model,
  target_column,
  predictor_cols,
  data_proj,
  domain1,
  domain2,
  psu,
  ssu = NULL,
  strata = NULL,
  weights,
  split_ratio = 0.8,
  feature_selection = TRUE,
  bias_correction = FALSE
)

Arguments

data_model

The training dataset, consisting of auxiliary variables and the target variable.

target_column

The name of the target column in the data_model.

predictor_cols

A vector of predictor column names.

data_proj

The data for projection (prediction), which needs to be projected using the trained model. It must contain the same auxiliary variables as the data_model

domain1

Domain variables for survey estimation (e.g., "province")

domain2

Domain variables for survey estimation (e.g., "regency")

psu

Primary sampling units, representing the structure of the sampling frame.

ssu

Secondary sampling units, representing the structure of the sampling frame (default is NULL).

strata

Stratification variable, ensuring that specific subgroups are represented (default is NULL).

weights

Weights used for the direct estimation from data_model and indirect estimation from data_proj.

split_ratio

Proportion of data used for training (default is 0.8, meaning 80 percent for training and 20 percent for validation).

feature_selection

Selection of predictor variables (default is TRUE)

bias_correction

Logical; if TRUE, then bias correction is applied, if FALSE, then bias correction is not applied. Default is FALSE.

Value

A list containing the following elements:

  • model The trained Random Forest model.

  • importance Feature importance showing which features contributed most to the model's predictions.

  • train_accuracy Accuracy of the model on the training set.

  • validation_accuracy Accuracy of the model on the validation set.

  • validation_performance Confusion matrix for the validation set, showing performance metrics like accuracy, precision, recall, etc.

  • data_proj The projection data with predicted values.

if bias_correction = FALSE:

  • Domain1 Estimations for Domain 1, including estimated values, variance, and relative standard error (RSE).

  • Domain2 Estimations for Domain 2, including estimated values, variance, and relative standard error (RSE).

if bias_correction = TRUE:

  • Direct Direct estimations for Domain 1, including estimated values, variance, and relative standard error (RSE).

  • Domain1_corrected_bias Bias-corrected estimations for Domain 1, including estimated values, variance, and relative standard error (RSE).

  • Domain2_corrected_bias Bias-corrected estimations for Domain 2, including estimated values, variance, and relative standard error (RSE).

References

  1. Kim, J. K., & Rao, J. N. (2012). Combining data from two independent surveys: a model-assisted approach. Biometrika, 99(1), 85-100.

Examples

library(survey)
library(caret)
library(dplyr)

data_A <- df_svy_A
data_B <- df_svy_B

# Get predictor variables from data_model
x_predictors <- data_A %>% select(5:19) %>% names()

# Run projection_randomforest with bias correction
rf_proj_corrected <- projection_randomforest(
                data_model = data_A,
                target_column = "Y",
                predictor_cols = x_predictors,
                data_proj = data_B,
                domain1 = "province",
                domain2 = "regency",
                psu = "num",
                ssu = NULL,
                strata = NULL,
                weights = "weight",
                feature_selection = TRUE,
                bias_correction = TRUE)

rf_proj_corrected$Direct
rf_proj_corrected$Domain1_corrected_bias
rf_proj_corrected$Domain2_corrected_bias